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Introducing the updated AWS User Guide to Governance, Risk, and Compliance for Responsible AI Adoption

13 May 2026 at 21:07

The financial services industry (FSI) is using AI to transform how financial institutions serve their customers. AI solutions can help proactively manage portfolios, automatically refinance mortgages when rates decrease, and negotiate insurance premiums for customers.

However, this adoption brings new governance, risk, and compliance (GRC) considerations that organizations need to address. To help FSI customers navigate these challenges, AWS is excited to announce an updated AWS User Guide to Governance, Risk, and Compliance for Responsible AI Adoption within Financial Services Industries.

This comprehensive guide provides FSI customers practical considerations for responsible AI adoption across key dimensions including governance, risk management, compliance, data management, model management and AI agent management. It includes detailed AWS service capabilities that customers can use to address these considerations, such as Amazon Bedrock AgentCore, Amazon Bedrock Guardrails, Amazon Bedrock Agents, Amazon SageMaker Autopilot, and Amazon SageMaker Model Monitor.

The guide is available at the AWS Whitepaper portal and is complementary to other AWS resources such as the AWS Responsible Use of AI Guide, AWS Cloud Adoption Framework for AI, AWS Well-Architected Framework – Responsible AI Lens, AWS Well-Architected Framework – Generative AI Lens, and AWS Well-Architected Framework – Machine Learning Lens.

As the regulatory environment and leading practices continue to evolve, we will provide further updates on the AWS Security Blog and AWS Compliance Center. You can also reach out to your AWS account team for help finding the resources you need.

Resources

If you have feedback about this post, submit comments in the Comments section below. If you have questions about this post, contact AWS Support.

Krish De

Krish De

Krish is a Principal FSI Governance, Risk, and Compliance (GRC) specialist. He works with AWS customers, their regulators, and AWS teams to safely accelerate customers’ AI and cloud adoption by providing prescriptive guidance on GRC. Krish has over 20 years of experience working in governance, risk, and technology across the financial services industry in Australia, New Zealand, and the United States.

Brenda Fong

Brenda Fong

Brenda is a senior FSI risk and compliance specialist. She works with AWS customers in banking, insurance, and capital markets within the ASEAN region to help them meet regulatory, governance, risk, and compliance expectations. Brenda has over 20 years of experience working in governance, risk, and technology across the financial services industry within Asia Pacific.

Stephen Martin

Steve is the Head of Financial Services Compliance and Security for EMEA and APAC. Steve Joined AWS after working for over 20 years in financial service in senior leadership roles with responsibility across ASIA, the Middle East, and Europe. At AWS, he supports customers as they use the scale, security, and agility of AWS to transform the industry.

Kelvin Leung

Kelvin Leung

Kelvin is the AWS FSI Security and Compliance Lead based in Hong Kong. He has 20 years of experience specializing in AI Governance, risk management and regulatory compliance within the financial services sector. Prior to joining AWS, Kelvin worked for a financial regulator where he was responsible for technology risk policy-making and IT regulatory examinations, with a particular focus on AI risk assessment and control frameworks.

Winter 2025 SOC 1 report is now available with 184 services in scope

22 April 2026 at 02:12

Amazon Web Services (AWS) is pleased to announce that the Winter 2025 System and Organization Controls (SOC) 1 report is now available. The report covers 184 services over the 12-month period from January 1, 2025 – December 31, 2025, giving customers a full year of assurance. This report demonstrates our continuous commitment to adhering to the heightened expectations of cloud service providers.

Customers can download the Winter 2025 SOC 1 report through AWS Artifact, a self-service portal for on-demand access to AWS compliance reports. Sign in to AWS Artifact in the AWS Management Console, or learn more at Getting Started with AWS Artifact.

AWS strives to continuously bring services into the scope of its compliance programs to help customers meet their architectural and regulatory needs. You can view the current list of services in scope on our Services in Scope page. As an AWS customer, you can reach out to your AWS account team if you have any questions or feedback about SOC compliance.

To learn more about AWS compliance and security programs, see AWS Compliance Programs. As always, we value feedback and questions; reach out to the AWS Compliance team through the Contact Us page.

If you have feedback about this post, submit comments in the Comments section below.

Tushar Jain

Tushar Jain
Tushar is a Compliance Program Manager at AWS where he leads multiple security and privacy initiatives Tushar holds a Master of Business Administration from Indian Institute of Management Shillong, India and a Bachelor of Technology in electronics and telecommunication engineering from Marathwada University, India. He has over 14 years of experience in information security and holds CISM, CCSK and CSXF certifications.

Michael Murphy

Michael Murphy
Michael is a Compliance Program Manager at AWS where he leads multiple security and privacy initiatives. Michael has over 14 years of experience in information security and holds a master’s degree and a bachelor’s degree in computer engineering from Stevens Institute of Technology. He also holds CISSP, CRISC, CISA, and CISM certifications.

Atulsing Patil

Atulsing Patil
Atulsing is a Compliance Program Manager at AWS and has over 28 years of consulting experience in information technology and information security management. Atulsing holds a Master of Science in Electronics degree and professional certifications such as CCSP, CISSP, CISM, CDPSE, ISO 42001 Lead Auditor, ISO 27001 Lead Auditor, HITRUST CSF, Archer Certified Consultant, and AWS CCP.

Nathan Samuel

Nathan Samuel
Nathan is a Compliance Program Manager at AWS where he leads multiple security and privacy initiatives. Nathan has a Bachelor of Commerce degree from the University of the Witwatersrand, South Africa, and has over 21 years of experience in security assurance. He holds the CISA, CRISC, CGEIT, CISM, CDPSE, and Certified Internal Auditor certifications.

Jeff Cheung

Jeff Cheung
Jeff is a Compliance Program Manager at AWS where he leads multiple security and privacy initiatives across business lines. Jeff has Bachelors degrees in Information Systems, and Economics from SUNY Stony Brook, and has over 20 years of experience in information security and assurance. Jeff has held professional certifications such as CISA, CISM, and PCI-QSA.

Noah Miller

Noah Miller
Noah is a Compliance Program Manager at AWS and leads multiple security and privacy initiatives. Noah has 7 years of experience in information security. He has a master’s degree in Cybersecurity Risk Management and a bachelor’s degree in Informatics from Indiana University.

Will Black Will Black
Will is a Compliance Program Manager at Amazon Web Services where he leads multiple security and compliance initiatives. Will has 10 years of experience in compliance and security assurance and holds a degree in Management Information Systems from Temple University. Additionally, he is a PCI Internal Security Assessor (ISA) for AWS and holds the CCSK and ISO 27001 Lead Implementer certifications.
Allen Beam Allen Beam
Allen is a Compliance Program Manager at Amazon Web Services supporting third-party security and privacy compliance initiatives. He has over 10 years of experience in external IT security audits, security control design and implementation, and audit readiness and control deficiency remediation. He has a Bachelor’s Degree in Economics and Finance from James Madison University.
Ziv Wand Ziv Wand
Ziv is a Compliance Program Manager at AWS and leads multiple security and privacy initiatives. Ziv has over 6 years of experience in information security assurance, external IT security audits, security control design and implementation, and audit readiness. He holds a Bachelor of Science in Management Information Systems from Binghamton University.
Shalini Mishra Shalini Mishra
Shalini is a Compliance Program Manager at AWS. She has over 5 years of experience leading end-to-end compliance programs across ISO, SOC, and cloud security frameworks, with deep expertise in third-party risk management and enterprise governance. Shalini holds a Master of Science degree in Information Systems and a CRISC certification.
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